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基于預期功能安全的礦用運輸車輛自動緊急制動系統研究

Automatic emergency braking system of open-pit mine vehicles based on safety of the intended functionality

  • 摘要: 隨著智慧礦山建設的推進,為保障運輸作業安全,礦用運輸車輛上開始部署自動緊急制動系統. 然而由于露天礦區常伴隨雨、雪等極端天氣、粉塵環境以及濕滑坡道路面,導致自動緊急制動系統的制動時間過晚最終發生碰撞或是在安全情況下就實施制動的現象時有發生. 本文針對礦用運輸車輛在露天礦山作業過程中自動緊急制動系統預期功能安全問題開展研究,以解決由于風險場景觸發而導致系統功能不足,進而引發系統失效的安全問題. 首先,本文運用系統理論過程分析方法厘清自動緊急制動系統出現不安全控制行為的致因場景,提出感知和決策系統的改進策略. 其次,采用基于暗通道的圖像增強方法和擴展卡爾曼濾波融合算法來解決在惡劣天氣下感知不準確的問題;提出考慮坡度、附著系數、滑移率、車輛載重等因素的碰撞時間模型,以提升決策系統對礦山作業環境的適應性. 最后,基于MATLAB/Simulink、TruckSim、PreScan建立聯合仿真平臺,并篩選出危險度最高的測試用例開展測試. 結果表明,在非路口場景測試中,僅改進感知的系統發生了碰撞,在路口場景測試中,其安全裕度也較低. 而僅改進決策的系統由于天氣、光照等環境因素的影響,導致感知到的數據不夠準確從而決策過于保守而提前制動. 感知和決策綜合改進的系統可以有效的避免碰撞,且不會過早的觸發制動. 本文對于自動緊急制動系統中感知和決策的綜合改進能夠有效避免過早和過晚制動的問題,提高了系統的安全性和適應性.

     

    Abstract: The advancement of intelligent mining technologies has made autonomous emergency braking (AEB) systems a critical component of mining transportation vehicles, aiming to ensure safety during operations. However, open-pit mining areas pose unique challenges that significantly impact the effectiveness of AEB systems. These environments are often defined by extreme weather conditions—such as rain, snow, and fog—that reduce visibility, as well as harsh operational factors such as dusty air, wet and slippery roads, steep slopes, and varying vehicle loads. These factors typically lead to delayed braking, resulting in collisions or unnecessary braking in otherwise safe conditions, both of which can compromise operational efficiency and safety. Addressing these functional safety challenges is crucial for advancing the reliability and adaptability of AEB systems in such dynamic scenarios. This study investigates the intended functional safety of AEB systems for mining transportation vehicles. Specifically, it focuses on mitigating safety issues due to system deficiencies triggered by high-risk scenarios. A comprehensive approach is adopted to analyze the causal factors behind unsafe system behaviors, with the objective of improving the perception and decision-making components. To systematically identify unsafe scenarios, a system-theoretic process analysis (STPA) method is employed. This method provides a structured framework for determining the root causes of unsafe behaviors within the AEB system. The analysis underscores key limitations in the perception system under adverse conditions, including inaccurate detection of obstacles due to environmental factors, and inadequacies in the decision-making system’s adaptability to the dynamic and challenging conditions of open-pit mining operations. For the perception component, an advanced image enhancement method based on the dark channel prior is implemented to enhance visibility in low-light and high-dust conditions. This method significantly improves the clarity of visual input, particularly in scenarios with poor lighting or heavy particulate interference. Additionally, an extended Kalman filter (EKF) fusion algorithm is employed to integrate data from multiple sensors, such as cameras, LiDAR, and radar, increasing the accuracy and reliability of the perception system under adverse weather conditions. For decision-making, a collision time model that considers critical environmental and operational factors, including road slope, surface adhesion coefficient, slip ratio, and vehicle load, is developed. This model ensures enhanced responsiveness and adaptability for the decision-making system under real-world conditions, improving its ability to make accurate and timely braking decisions. To validate the proposed improvements, a joint simulation platform is established by integrating MATLAB/Simulink, TruckSim, and PreScan. This platform allows comprehensive testing under hazardous scenarios through the selection of test cases representing the most critical risk conditions. Simulation results show that systems with enhanced perception alone still struggle in non-intersection scenarios, where delayed braking leads to collisions. Similarly, systems relying solely on improved decision-making tend to be overly conservative, triggering premature braking owing to inaccurate perception data in low-visibility or low-adhesion conditions. Conversely, systems with integrated improvements to perception and decision-making components demonstrate significantly enhanced performance. These systems effectively prevent collisions while minimizing unnecessary early braking, achieving a balance between safety and operational efficiency. This study provides a holistic approach to addressing the limitations of AEB systems in mining transportation vehicles. By comprehensively improving the perception and decision-making systems, the proposed solutions enhance the safety and adaptability of AEB systems, enhancing their suitability for deployment in complex and dynamic environments, such as open-pit mining. The findings offer valuable insights for the future design, optimization, and implementation of intelligent safety systems in challenging industrial settings.

     

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