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基于ELM和MCSCKF的鋰離子電池SOC估計

ELM- and MCSCKF-based state of charge estimation for lithium-ion batteries

  • 摘要: 為了減少噪聲對鋰離子電池荷電狀態估計的影響,本文提出一種新穎的基于極限學習機和最大相關熵平方根容積卡爾曼濾波的SOC估計方法。首先,利用泛化性好、運行速度快的極限學習機作為卡爾曼濾波的測量方程;其次,基于灰狼優化算法,極限學習機的超參數被優化以提高電池荷電狀態的估計精度;最后,基于最大相關熵平方根容積卡爾曼濾波,極限學習機的測量噪聲被進一步減弱。所提方法可以簡化極限學習機繁瑣的調參過程,且為閉環的SOC估計方法。所提方法在多工況和寬溫度范圍內被測試以驗證其泛化性能。測試結果顯示,所提方法明顯地提高了鋰離子電池的荷電狀態估計精度。同時,對比其他算法,所提方法的平均運行時間僅僅為長短時序列和循環門控單元網絡的三分之一。當行駛工況復雜、溫度變化區間較大時,所提方法的均方根誤差小于1%,最大誤差小于3%。當存在初始誤差與環境噪聲時,所提方法顯示出了優越的魯棒性。

     

    Abstract: Lithium-ion batteries are widely used in electric vehicles and energy storage systems. As a prerequisite for the safe and efficient application of lithium-ion batteries, battery management systems have received extensive attention worldwide. Among these prerequisites, the state of charge (SOC), as the basic parameter of battery management system online application, is crucial for the safe and efficient operation of battery management systems. However, measurement noise decreases the accuracy and robustness of the state of charge estimation. To reduce the impact of noise on the state of charge estimation of lithium-ion batteries, a novel SOC estimation method based on an extreme learning machine and a maximum correlation entropy square root volumetric Kalman filter is proposed in this paper. First, the extreme learning machine is used as the measurement equations of the Kalman filter because of its good generalization and fast running speed, and the voltage and current are selected as the model input; second, on the basis of the gray wolf optimization algorithm, the extreme learning machine hyperparameters are thoroughly optimized to improve the accuracy of the state of charge estimation for lithium-ion batteries; finally, on the basis of the framework of the maximum correlation entropy square root volumetric Kalman filter, a closed-loop estimation is realized to further reduce the state of charge estimation error caused by the measurement noise of voltage and current. The proposed method can simplify the time-consuming parameter adjustment of an extreme learning machine and show superior robustness under low-quality measurement. The proposed method is validated under multiple drive cycles and a wide temperature range to verify its generalization performance. The test results show that the proposed method substantially improves the accuracy of lithium-ion battery state of charge estimation. At the same time, the average running time of the proposed method is only one-third of that of long short memory neural networks and gate recurrent unit neural networks. Under complex driving conditions and a large temperature range, the root mean square error of the proposed method is less than 1%, and the maximum error is less than 3%. Furthermore, two case experiments are performed to evaluate the robustness of the proposed closed-loop estimation approach, and the results obtained when data have an initial state of charge error and measurement noise verify the superior robustness of the proposed approach compared with long short memory neural networks and gate recurrent unit neural networks.

     

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